JOB DESCRIPTION
- Responsible for performing HK & US securities settlement
- Handle CCASS operations, SI, corporate actions, nominee services, IPOs
- Perform reconciliations between front office and back-office system to ensure data capture accuracy and completeness
- Monitor and ensure the operations in compliance with internal guideline and regulatory requirements
- Develop and implement procedures and policies to ensure the reliability of securities business
- Liaise with front office, brokers, IT and custodians to resolve trade and settlement issue
- Participate in system development projects include UAT, system modification and other ad-hoc projects
- Perform ad hoc duties as required
- Bachelor's degree or above in Finance or related discipline
- 2-5 years relevant experience in brokerage firms, banking or financial industry
- Well-versed in CCASS and other settlement systems
- Good knowledge on rules & regulations of SFC and Stock Exchange of Hong Kong
- Knowledge in PC skills including MS Excel, MS Word & Chinese Word Processing
- Good interpersonal and communication skills
- Good command of written and spoken English, Chinese and Putonghua
- Less experienced candidates will be considered as Officer
If you want a private conversation about the role, do not hesitate to reach Angela at +852 39051198. Please note that only shortlisted candidates will be notified. All information gathered will be treated in strict confidentiality and solely used for recruitment purposes.
