- Regulatory Compliance
- Conducting compliance review
- Hands on banking experience
Major Responsibilities:
· Work with key stakeholders to analyse the potential impacts of regulatory requirements;
· Assist the Head of Compliance to conduct reviews and monitor internal policies and procedures to ensure compliance with regulatory requirements;
· Handle licensing related matters, regulatory filing and reporting for the company;
· Staff dealing monitoring; CPD/CPT and relevant monitoring.;
· Assist the Head of Compliance to provide compliance training and promote compliance awareness among the Bank staffs;
· Assist in liaising with regulators on compliance matters and regulatory enquiries/examination related to VB;
· Handle ad-hoc projects as from time to time be assigned by the Head of Compliance;
Key Requirements:
· At least 3-5 experience in compliance/risk management role of a banking or financial institution;
· Familiar with general banking products and services offered in HK;
· Have experience in interacting with regulatory bodies (e.g. HKMA, SFC)
· University graduate in Legal, Finance or business-related qualification
· Excellent written and verbal communication skills in English, Cantonese and Mandarin
· Ability to collaborate with other team members
· Detail-oriented, analytical and ability to identify potential issues and solutions