An international bank in Hong Kong is seeking a replacement for its Governance planning department in the KYC control team
Senior Associate -
Governance Planning Department - KYC Control Team
Job Duties & Responsibilities:
- Perform due diligence check on customer account documentation at client onboarding and periodic review.
- Provide advice and guidance to business desks on KYC requirements and liaise with AMLO for further guidance whenever necessary
- Monitor and control the KYC issues and timely report and escalate to Management and AMLO
- Review KYC sanction / AML screening results to identify any real hits to the bank's customers and escalate to relevant parties for attention and investigation
- Keep abreast of regulatory change and industry practice in respect of KYC and AML compliance
- Assist team head in formulating, implementing and conducting on-going review of Policies and Procedures on regulatory compliance of KYC review and documentation. Work with CD in establishing AML/CTF procedures and guidelines for client onboarding and periodic review. Make the KYC work more efficient and accurate constantly
- Provide support in system projects relating to KYC compliance and sanction / AML screening system
Requirements:
- Good academic qualifications with degree or a professional qualification
- At least 3 years of banking experience in customer account documentation handling
- Good presentation and communication skills in English
- Well versed in AML and KYC regulatory requirements and practice. Certification in AML/CFT preferred
