Responsibilities
- Supervise the Transaction Monitoring (TM) and Investigation Team under AML Compliance
- Provide advice and support on transaction monitoring related matters to all business and operation units
- Take part in TM related ad-hoc projects
- Maintain the TM system to ensure it is efficient and effective
- Review the scenarios of TM system to ensure the effectiveness of scenario design
- the sufficiency of TM scenarios with respect to the Bank's business growth, and make recommendations for system enhancement
- Conduct TM system threshold tuning to ensure the thresholds applied on different scenarios are optimal
- Conduct UAT on TM system
- Explore and implement new technology to enhance the Bank's capability on transaction monitoring
- Perform transactions monitoring alerts analysis and review
- Conduct money laundering investigation
- Prepare suspicious transaction report for submission to JFIU
- Handle regulatory inspections on transaction monitoring related matters
- Keep track on TM related regulatory development and disseminate to relevant stakeholders
- Prepare TM related data/statistics for management reporting
- Liaise with regulators and law enforcement agencies on suspicious transaction reporting
- Maintain TM related procedures, manuals, guidelines and control documents
- Prepare TM related training materials and provide relevant training to different stakeholders
- Minimum 7 years' experience on Transaction Monitoring, at least 3 years' at supervision/ management level
- Experience on TM system maintenance/ tuning is a must
- Professional qualifications such as ACAMS and CAMLP
- Conversant with regulatory & compliance requirements on AML, in particular transaction monitoring
- Strong analytical skills with investigative mindset
- Good communication skills
Please note that only shortlisted candidates will be notified. All information gathered will be treated in strict confidence and solely used for recruitment purposes.