Transaction Monitoring Manager

Location: Hong Kong
Job Type: Permanent
Industry: Retail & Corporate Banking
Reference: 33758
Job Published: March 17, 2021
  • Financial Crime Risk
  • Transaction Monitoring
  • 5 years Retail Banking experience


·      Review case closure / STR report prepared by investigator on case sourcing from system, frontlines, authorities and external parties

·      Lead a team of alert/case investigators and monitor their progress within defined timeframe and quality

·      Work with AML Compliance team and IT to finetune the rule set-up and also streamline the alert handling process.

·      Communicate with regulator or law enforcement agents and provide timely response

·      Advise the transaction monitoring related inquiries

·      Maintain and improve of transaction monitoring related policy and procedure

·      Provide training and coaching within the team or to relevant stakeholders

·      Coordinate transaction monitoring related system projects

·      Prepare regular statistics for management reporting



·      Degree holder in Banking, Finance Law, Accounting or related disciplines

·      Minimum 5 years of experience in banking or financial institutions with 2-3 years relevant exposure to AML or transaction monitoring; experience with SAS (AML) solution is preferred

·      Holder of HKMA Certification of Enhanced Competency Framework (ECF) on AAMLP

·      A strong sense of responsibility and impeccable integrity.

·      Independent, able to work under pressure and detail-oriented

·      Strong analytical, interpersonal and communication skill.

·      Critical thinking and advocate for continuous process improvement

·      Transaction Monitoring related RPA skill or experience is a plus

·      Good command of both spoken and written English and Chinese, Putonghua proficiency is an advantage