Manager - Investigation and Compliance
Responsibilities
- Assess complaints and review financial statements to make recommendation as to whether investigations and/or enquiries should be initiated.
- Conduct investigations to inquire into possible misconduct of public interest entity (PIE) auditors, registered responsible persons, and professional persons.
- Conduct enquiries to inquire into possible non-compliance with relevant accounting requirements in the financial statements of a PIE.
- Prepare reports on complaint assessment, reviews of financial statements, investigations, and enquiries, and make recommendations on actions to take for individual cases.
- Fulfil other responsibilities as assigned.
Requirements
- Bachelor's degree in Accounting, Finance, or relevant discipline.
- Qualified Certified Public Accountant (CPA).
- At least 8 years of relevant post-qualification experience in audit and/or forensic accounting.
- Extensive exposure and knowledge to financial reporting, auditing and assurance standards, and listing rules compliance.
- Experience with regulatory bodies or law enforcement agencies will be an advantage.
- Strong organisational and project management skills, and ability to prioritise work effectively.
- Proactive, with a strong sense of responsibility, detail-minded, strong analytical and problem-solving skills, able to work independently and handle multiple tasks.
- Ability to work constructively with colleagues across the organisation.
- Strong interpersonal and communication skills.